SFC Licences of NG Ming 吳明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 05 July 2013 | 29 January 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 05 July 2013 | 29 January 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 01 August 2012 | 21 May 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 01 August 2012 | 21 May 2013 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 06 July 2007 | 23 June 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 06 July 2007 | 23 June 2012 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 01 March 2004 | 28 May 2006 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 01 March 2004 | 28 May 2006 |