SFC Licences of NG Ming 吳明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 05 July 2013 29 January 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 05 July 2013 29 January 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 01 August 2012 21 May 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 01 August 2012 21 May 2013
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 06 July 2007 23 June 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 06 July 2007 23 June 2012
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 01 March 2004 28 May 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 01 March 2004 28 May 2006