SFC Licences of AU Yin Ki 區嫣琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 9 | 18 September 2012 | 05 March 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 18 September 2012 | 05 March 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 September 2012 | 05 March 2013 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 10 May 2004 | 18 April 2005 |