SFC Licences of LAU Wing Ho 劉永浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Waton Securities International Limited 華通證券國際有限公司 | RE | 9 | 20 May 2022 | |
| Waton Securities International Limited 華通證券國際有限公司 | RO | 5 | 10 February 2022 | |
| Waton Securities International Limited 華通證券國際有限公司 | RO | 4 | 10 February 2022 | |
| Waton Securities International Limited 華通證券國際有限公司 | RO | 1 | 09 September 2019 | |
| Waton Securities International Limited 華通證券國際有限公司 | RE | 1 | 03 September 2019 | 09 September 2019 |
| Zhanlin Securities Limited 展麟證券有限公司 | RO | 1 | 23 October 2018 | 31 August 2019 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 07 July 2015 | 13 October 2018 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 07 July 2015 | 13 October 2018 |
| Christfund Futures Limited 恒豐期貨有限公司 | RE | 2 | 27 August 2008 | 01 October 2013 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 04 September 2007 | 01 October 2013 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 13 March 2004 | 27 September 2005 |