SFC Licences of SHEN Qiong 沈琼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 01 April 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 01 April 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 18 March 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 2 14 October 2005 27 July 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 March 2004 01 February 2019
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 13 March 2004 27 January 2011