SFC Licences of SHEN Qiong 沈琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 01 April 2019 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 01 April 2019 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 March 2019 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 October 2005 | 27 July 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 March 2004 | 01 February 2019 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 13 March 2004 | 27 January 2011 |