SFC Licences of ZHANG Jian 張堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sigma Management Limited 思格有限公司	RO	9	16 July 2020	26 September 2022
Sigma Management Limited 思格有限公司	RO	4	16 July 2020	26 September 2022
Mason Securities Limited 茂宸證券有限公司	RE	6	03 October 2012	04 May 2016
Mason Securities Limited 茂宸證券有限公司	RO	4	11 November 2011	03 September 2012
Mason Securities Limited 茂宸證券有限公司	RE	1	27 September 2011	04 May 2016
Mason Securities Limited 茂宸證券有限公司	RE	4	27 September 2011	11 November 2011
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RO	4	08 February 2011	24 August 2011
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RO	4	08 February 2011	24 August 2011
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	4	13 December 2010	08 February 2011
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	4	13 December 2010	08 February 2011
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RO	4	30 June 2010	16 November 2010
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	4	25 June 2010	30 June 2010
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RO	4	30 December 2009	06 June 2010
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RO	4	30 December 2009	06 June 2010
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	4	23 September 2008	30 December 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	4	05 October 2007	30 December 2009
VC Brokerage Limited 滙盈證券有限公司	RE	4	26 March 2007	01 September 2007
Haitong International Research Limited 海通國際研究有限公司	RE	4	09 November 2005	12 March 2007
Haitong International Research Limited 海通國際研究有限公司	RE	4	14 October 2004	01 May 2005
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	31 May 2004	01 May 2005
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	31 May 2004	01 May 2005