SFC Licences of ZHONG Shan 鍾山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司	RO	9	23 November 2020
CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司	RE	9	06 November 2019	23 November 2020
CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司	RE	4	06 November 2019
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司	RO	9	29 November 2017	08 October 2019
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司	RO	4	29 November 2017	08 October 2019
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司	RE	9	26 June 2017	29 November 2017
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司	RE	4	26 June 2017	29 November 2017
LBN Advisers Limited 利邦投資顧問有限公司	RE	9	04 September 2015	27 May 2017
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	9	29 June 2011	25 March 2015
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	4	29 June 2011	25 March 2015
Halbis Capital Management (Hong Kong) Limited	RE	9	09 September 2005	17 May 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	9	09 September 2005	17 May 2011
Halbis Capital Management (Hong Kong) Limited	RE	4	07 September 2005	17 May 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	4	07 September 2005	17 May 2011
Halbis Capital Management (Hong Kong) Limited	RE	1	07 September 2005	07 September 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	4	15 October 2004	26 August 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	15 October 2004	26 August 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	02 April 2004	21 May 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	02 April 2004	21 May 2004