SFC Licences of KO Chin Hung, Patrick 高展鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 4 | 08 June 2023 | |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 30 November 2022 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 30 November 2022 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 27 January 2010 | 21 October 2022 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 27 January 2010 | 21 October 2022 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 03 September 2009 | 11 January 2010 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 03 September 2009 | 11 January 2010 |
| Bucephalus Capital Management Advisors Limited | RO | 9 | 01 September 2008 | 18 February 2009 |
| Newtonian Capital Management Limited | RE | 9 | 16 November 2007 | 27 February 2008 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 15 March 2004 | 07 October 2004 |