SFC Licences of LI Shuk Man, Clara 李淑敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 14 January 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 24 July 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 26 January 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 12 April 2007 19 September 2009
Sinofortune Securities Limited 華億證券有限公司 RE 1 03 August 2006 31 March 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 24 May 2004 15 December 2004