SFC Licences of LEE Kar Shin, Grace 李嘉茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 23 March 2010 | 01 October 2011 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 12 March 2010 | 01 October 2011 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 30 March 2007 | 28 February 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 29 March 2004 | 14 September 2004 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 29 March 2004 | 14 September 2004 |