SFC Licences of WONG Anson Gong Wah 黃江華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 2 11 May 2011 03 September 2011
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 11 May 2011 03 September 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 11 May 2011 03 September 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 11 May 2011 03 September 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 10 December 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 29 May 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 29 May 2007 29 September 2008
HSBC Private Trustee (Hong Kong) Limited RE 9 18 May 2004 06 September 2004
HSBC Private Trustee (Hong Kong) Limited RE 4 18 May 2004 06 September 2004
HSBC Private Trustee (Hong Kong) Limited RE 1 18 May 2004 06 September 2004