SFC Licences of WONG Anson Gong Wah 黃江華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 11 May 2011 | 03 September 2011 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 11 May 2011 | 03 September 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 11 May 2011 | 03 September 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 11 May 2011 | 03 September 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 10 December 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 10 December 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 29 May 2007 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 29 May 2007 | 29 September 2008 |
HSBC Private Trustee (Hong Kong) Limited | RE | 9 | 18 May 2004 | 06 September 2004 |
HSBC Private Trustee (Hong Kong) Limited | RE | 4 | 18 May 2004 | 06 September 2004 |
HSBC Private Trustee (Hong Kong) Limited | RE | 1 | 18 May 2004 | 06 September 2004 |