SFC Licences of CHAN Kwok Kei 陳國基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 27 February 2008 31 December 2008
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 27 February 2008 31 December 2008
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RE 4 01 February 2007 07 September 2007
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司
RE 2 08 January 2007 07 September 2007
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RE 1 08 January 2007 07 September 2007
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 27 July 2005 09 December 2006
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 24 March 2004 09 December 2006