SFC Licences of CHAN Kwok Kei 陳國基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 27 February 2008 | 31 December 2008 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 27 February 2008 | 31 December 2008 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 01 February 2007 | 07 September 2007 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 08 January 2007 | 07 September 2007 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 08 January 2007 | 07 September 2007 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 27 July 2005 | 09 December 2006 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 24 March 2004 | 09 December 2006 |