SFC Licences of CHAN Godwin Kwok Wai 陳國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 9 | 15 September 2016 | 30 March 2018 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 15 September 2016 | 30 March 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 30 July 2014 | 01 April 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 October 2010 | 01 April 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 28 October 2010 | 30 July 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 29 April 2010 | 24 September 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 April 2010 | 24 September 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 18 March 2004 | 07 November 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 March 2004 | 07 November 2008 |