SFC Licences of CHAN Chee Kwong, Raymond 陳志江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 26 October 2012 | 06 November 2013 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 26 October 2012 | 06 November 2013 |
Julius Baer (Hong Kong) Limited | RE | 4 | 19 September 2007 | 13 June 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 19 September 2007 | 13 June 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 March 2004 | 05 May 2006 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 18 March 2004 | 05 May 2006 |