SFC Licences of CHAN Wing Chiu 陳穎釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 07 January 2014 | 14 September 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 30 October 2012 | 06 January 2014 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 03 May 2004 | 25 August 2012 |