SFC Licences of TAM Tsz Shing 譚子成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 31 October 2018 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 04 September 2018 | |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 22 March 2004 | 08 July 2016 |