SFC Licences of LI Katherine Bei 李蓓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Antarctica Asset Management (Asia) Limited RO 1 24 April 2023
Antarctica Asset Management (Asia) Limited RO 9 25 October 2022
Antarctica Asset Management (Asia) Limited RO 4 25 October 2022
Antarctica Asset Management (Asia) Limited RE 9 19 September 2022 25 October 2022
Antarctica Asset Management (Asia) Limited RE 4 19 September 2022 25 October 2022
Sensible Asset Management Limited 盛寶資產管理有限公司 RO 1 27 January 2022 28 March 2022
Sensible Asset Management Limited 盛寶資產管理有限公司 RO 9 08 October 2021 28 March 2022
Sensible Asset Management Limited 盛寶資產管理有限公司 RO 4 08 October 2021 28 March 2022
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RO 4 08 October 2021 28 March 2022
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RO 1 08 October 2021 28 March 2022
Value Partners Limited 惠理基金管理公司 RO 4 08 October 2021 28 March 2022
Value Partners Limited 惠理基金管理公司 RO 1 08 October 2021 28 March 2022
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 29 July 2021 28 March 2022
Value Partners Limited 惠理基金管理公司 RE 9 29 July 2021 28 March 2022
Sensible Asset Management Limited 盛寶資產管理有限公司 RE 9 29 July 2021 08 October 2021
Sensible Asset Management Limited 盛寶資產管理有限公司 RE 4 29 July 2021 08 October 2021
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 29 July 2021 08 October 2021
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 29 July 2021 08 October 2021
Value Partners Limited 惠理基金管理公司 RE 4 29 July 2021 08 October 2021
Value Partners Limited 惠理基金管理公司 RE 1 29 July 2021 08 October 2021
JD Asset Management Hong Kong Limited 京東資產管理香港有限公司 RO 9 26 August 2019 21 December 2020
JD Asset Management Hong Kong Limited 京東資產管理香港有限公司 RO 4 26 August 2019 21 December 2020
Leonteq Securities (Hong Kong) Limited RE 4 22 September 2015 10 April 2017
Leonteq Securities (Hong Kong) Limited RE 1 22 September 2015 10 April 2017
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 02 May 2007 10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 May 2007 10 January 2012
Morgan Stanley Hong Kong Futures Limited RE 7 02 May 2007 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 02 May 2007 06 December 2010
Credit Suisse Futures (Hong Kong) Limited RE 7 14 April 2005 30 March 2007
Credit Suisse Futures (Hong Kong) Limited RE 2 14 April 2005 30 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 25 March 2004 30 March 2007