SFC Licences of CHEN Jui-huan 陳叡桓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taipei Fubon Commercial Bank Co., Ltd 台北富邦商業銀行股份有限公司 | 4 | 26 February 2014 | ||
Taipei Fubon Commercial Bank Co., Ltd 台北富邦商業銀行股份有限公司 | 1 | 26 February 2014 | ||
Julius Baer (Hong Kong) Limited | RE | 4 | 31 August 2009 | 20 November 2009 |
Julius Baer (Hong Kong) Limited | RE | 1 | 18 August 2009 | 20 November 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 March 2006 | 18 May 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 March 2006 | 18 May 2009 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 6 | 09 June 2005 | 09 June 2005 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 4 | 04 October 2004 | 28 February 2006 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 6 | 19 August 2004 | 09 June 2005 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 9 | 10 June 2004 | 28 February 2006 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 1 | 10 June 2004 | 28 February 2006 |