SFC Licences of LI Man Wing 李文穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 24 May 2005 | 01 October 2014 |
| UBS Securities Hong Kong Limited | RE | 1 | 24 May 2005 | 01 October 2014 |
| UBS Securities Asia Limited | RE | 2 | 01 April 2005 | 01 October 2014 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2005 | 01 October 2014 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 30 August 2004 | 01 March 2005 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 23 March 2004 | 01 March 2005 |