SFC Licences of KWOK Sze Kong 郭詩江

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huge Financial Holding Limited 大丞金融控股有限公司	RO	9	17 January 2022	30 June 2022
Huge Financial Holding Limited 大丞金融控股有限公司	RO	4	17 January 2022	30 June 2022
SunPlus Capital Limited 新領資本有限公司	RO	9	02 May 2019	27 August 2019
SunPlus Capital Limited 新領資本有限公司	RO	4	02 May 2019	27 August 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司	RO	9	19 September 2018	21 November 2018
Sun Growth Asset Management Limited 志昇資產管理有限公司	RO	4	19 September 2018	21 November 2018
Sino Wealth Asset Management Limited 國新資產管理有限公司	RO	9	03 January 2017	17 January 2018
Sino Wealth Asset Management Limited 國新資產管理有限公司	RO	4	03 January 2017	17 January 2018
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RO	9	31 July 2015	30 June 2016
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RO	4	31 July 2015	30 June 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RO	5	29 January 2014	30 June 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RO	2	29 January 2014	30 June 2016
Delta Asia Securities Limited 滙業證券有限公司	RO	4	29 January 2014	30 June 2016
Delta Asia Securities Limited 滙業證券有限公司	RO	1	29 January 2014	30 June 2016
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RE	9	08 October 2012	31 July 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RE	5	08 October 2012	29 January 2014
Delta Asia Securities Limited 滙業證券有限公司	RE	3	19 September 2012	30 June 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RE	2	19 September 2012	29 January 2014
Delta Asia Securities Limited 滙業證券有限公司	RE	4	19 September 2012	29 January 2014
Delta Asia Securities Limited 滙業證券有限公司	RE	1	19 September 2012	29 January 2014
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	22 July 2008	10 September 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	22 July 2008	10 September 2012
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	13 May 2008	10 September 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	19 March 2008	10 September 2012
Pegasus Fund Managers Limited 東驥基金管理有限公司	RE	9	12 January 2005	23 February 2008
Pegasus Fund Managers Limited 東驥基金管理有限公司	RE	4	30 March 2004	23 February 2008