SFC Licences of HO Siu Ming 何兆明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 24 March 2009 30 June 2010
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 03 March 2005 14 March 2005
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RE 4 08 November 2004 03 March 2005
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 08 April 2004 18 October 2004