SFC Licences of HO Siu Ming 何兆明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 24 March 2009 | 30 June 2010 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 03 March 2005 | 14 March 2005 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 08 November 2004 | 03 March 2005 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 08 April 2004 | 18 October 2004 |