SFC Licences of LI Shing 李誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 25 March 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 25 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 3 01 March 2005 12 December 2019
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 31 December 2004 15 March 2021
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 31 December 2004 15 March 2021
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司
RE 1 14 July 2004 10 November 2004
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司
RE 4 14 July 2004 10 November 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司
RE 2 01 April 2004 10 November 2004