SFC Licences of LI Shing 李誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 25 March 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 25 March 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 01 March 2005 | 12 December 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 31 December 2004 | 15 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 31 December 2004 | 15 March 2021 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 14 July 2004 | 10 November 2004 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 14 July 2004 | 10 November 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2004 | 10 November 2004 |