SFC Licences of CHENG Chiao Hsin 鄭巧欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bank SinoPac 永豐商業銀行股份有限公司 | 9 | 05 February 2016 | ||
| Bank SinoPac 永豐商業銀行股份有限公司 | 4 | 05 February 2016 | ||
| Bank SinoPac 永豐商業銀行股份有限公司 | 1 | 05 February 2016 | ||
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 16 November 2005 | 27 May 2006 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 March 2005 | 27 May 2006 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 March 2005 | 27 May 2006 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 13 April 2004 | 04 February 2005 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 13 April 2004 | 04 February 2005 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 13 April 2004 | 04 February 2005 |