SFC Licences of LI Chiu Yee 李昭儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司
RO 4, 6 19 April 2022
Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司
RE 4, 6 31 March 2022 19 April 2022
Trinity Corporate Finance Limited
RO 6 08 November 2021 31 January 2022
Trinity Corporate Finance Limited
RE 6 12 October 2021 08 November 2021
Renco Capital Partners Limited 融科資本合伙人有限公司
RO 1, 6 19 December 2019 24 February 2021
Renco Investments Limited 融科投資有限公司
RE 4 30 October 2019 20 May 2021
Renco Capital Partners Limited 融科資本合伙人有限公司
RE 1, 6 30 October 2019 19 December 2019
China Tonghai Securities Limited 中國通海證券有限公司
RE 4 11 April 2019 30 April 2019
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 6 21 February 2019 30 April 2019
Trinity Corporate Finance Limited
RO 6 15 January 2019 11 February 2019
Trinity Financial Group Limited
RO 1 15 January 2019 11 February 2019
First Shanghai Securities Limited 第一上海證券有限公司
RO 6 31 March 2017 19 June 2018
First Shanghai Securities Limited 第一上海證券有限公司
RE 1, 4 17 October 2016 19 June 2018
First Shanghai Securities Limited 第一上海證券有限公司
RE 6 17 October 2016 31 March 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 27 March 2015 01 July 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 08 July 2014 01 July 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 08 July 2014 01 July 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RE 1, 4, 6 15 March 2013 03 May 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RE 1, 4, 6 27 April 2010 07 March 2013
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司
RE 4 02 November 2005 16 June 2009
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司
RE 1, 6 27 October 2005 16 June 2009
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 6 01 April 2004 01 October 2005