SFC Licences of CHEN Bomin 陳博民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 06 September 2018 | 21 February 2024 |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 23 February 2018 | 21 February 2024 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 23 February 2018 | 06 September 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 October 2007 | 02 January 2013 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 05 October 2004 | 01 May 2005 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 01 June 2004 | 01 May 2005 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 June 2004 | 01 May 2005 |