SFC licenceholder AKI200 CAI Wei 蔡衛

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 17 September 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 23 July 2018 17 September 2018
UBS Securities Hong Kong Limited RE [6] (Advising on Corporate Finance) 07 June 2012 01 August 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 10 August 2006 19 August 2010
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 April 2006 05 June 2006
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 April 2006 05 June 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 02 April 2004 27 February 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [1] (Dealing in Securities) 02 April 2004 27 February 2006