SFC Licences of CAI Wei 蔡衛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	6	17 September 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	1	17 September 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	23 July 2018	17 September 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	23 July 2018	17 September 2018
UBS Securities Hong Kong Limited	RE	6	07 June 2012	01 August 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	10 August 2006	19 August 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	10 August 2006	19 August 2010
Merrill Lynch Far East Limited	RE	6	21 April 2006	05 June 2006
Merrill Lynch Far East Limited	RE	4	21 April 2006	05 June 2006
Merrill Lynch Far East Limited	RE	1	21 April 2006	05 June 2006
Merrill Lynch (Asia Pacific) Limited	RE	6	21 April 2006	05 June 2006
Merrill Lynch (Asia Pacific) Limited	RE	4	21 April 2006	05 June 2006
Merrill Lynch (Asia Pacific) Limited	RE	1	21 April 2006	05 June 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	02 April 2004	27 February 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	02 April 2004	27 February 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	02 April 2004	27 February 2006