SFC Licences of LUI Ngan Yan 呂顏茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 23 April 2008 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 18 February 2005 | |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 22 April 2004 | 27 January 2005 |