SFC Licences of LIU Ka Leung 廖家良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Futures Limited 富昌期貨有限公司 RE 2 30 April 2021
Fulbright Securities Limited 富昌證券有限公司 RE 1 30 April 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 June 2012 21 April 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 June 2012 21 April 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 21 June 2012 31 October 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 18 January 2010 30 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 18 January 2010 30 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 18 January 2010 20 October 2014
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 03 February 2006 08 January 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 February 2006 08 January 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 February 2006 08 January 2010
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 02 November 2004 08 January 2010
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 15 May 2004 08 January 2010
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 15 May 2004 08 January 2010