SFC Licences of FAN Kun 范堃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cephei Capital Management (Hong Kong) Limited | RE | 9 | 08 August 2014 | |
| UBS Securities Asia Limited | RE | 2 | 26 October 2010 | 14 June 2014 |
| UBS Securities Asia Limited | RE | 1 | 26 October 2010 | 14 June 2014 |
| CICC US Securities, Inc. | RO | 1 | 15 May 2008 | 24 August 2010 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 25 February 2008 | 24 August 2010 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 06 April 2004 | 25 February 2008 |