SFC Licences of LAM Ying Wai, Jacky 林英偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 30 September 2011 | 26 October 2013 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 30 September 2011 | 26 October 2013 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 12 January 2011 | 01 August 2011 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 27 October 2007 | 01 August 2011 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 06 May 2004 | 09 June 2010 |