SFC Licences of CRAWFORD Adam John Sharman
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 22 June 2012 | 31 May 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 22 June 2012 | 31 May 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 June 2012 | 31 May 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 19 January 2011 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 March 2007 | 19 January 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 March 2007 | 19 January 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 March 2007 | 19 January 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 March 2007 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 March 2007 | 06 December 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 13 April 2004 | 30 November 2006 |