| Institution |
Role |
Licences |
Start date |
End date |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO |
2 |
11 November 2020 |
|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
4 |
11 November 2020 |
|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
2 |
11 November 2020 |
|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
1 |
11 November 2020 |
|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
2 |
08 July 2020 |
11 November 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
4 |
08 July 2020 |
11 November 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
2 |
08 July 2020 |
11 November 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
1 |
08 July 2020 |
11 November 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO |
4 |
13 June 2018 |
06 April 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO |
1 |
13 June 2018 |
06 April 2020 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
RE |
2 |
16 January 2018 |
06 April 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE |
4 |
16 January 2018 |
13 June 2018 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE |
1 |
16 January 2018 |
13 June 2018 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO |
2 |
19 May 2014 |
29 September 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
4 |
19 May 2014 |
29 September 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
2 |
19 May 2014 |
29 September 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
4 |
22 March 2013 |
19 May 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
1 |
09 May 2007 |
29 September 2017 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
2 |
17 June 2005 |
19 May 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
1 |
10 June 2004 |
09 May 2007 |