SFC Licences of CONG Lufeng 叢魯峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 2, 4 11 November 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2 11 November 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 2, 4 08 July 2020 11 November 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 08 July 2020 11 November 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RO 1, 4 13 June 2018 06 April 2020
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司
RE 2 16 January 2018 06 April 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1, 4 16 January 2018 13 June 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2 19 May 2014 29 September 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2, 4 19 May 2014 29 September 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 22 March 2013 19 May 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 09 May 2007 29 September 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 17 June 2005 19 May 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 10 June 2004 09 May 2007