SFC Licences of WONG Tin Lam 黃天嵐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 24 August 2006 | 28 June 2008 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 18 August 2006 | 28 June 2008 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 18 August 2006 | 28 June 2008 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 27 September 2005 | 18 July 2006 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 07 April 2004 | 20 August 2005 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 07 April 2004 | 20 August 2005 |