SFC Licences of WONG Tin Lam 黃天嵐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 24 August 2006 28 June 2008
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 18 August 2006 28 June 2008
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 18 August 2006 28 June 2008
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 27 September 2005 18 July 2006
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 07 April 2004 20 August 2005
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 07 April 2004 20 August 2005