SFC Licences of GILBERT Laurent Luc

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 31 August 2011 13 April 2012
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 19 May 2010 04 August 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 26 November 2009 04 August 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 14 September 2007 04 August 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 05 September 2005 05 July 2007
Nomura Futures (Hong Kong) Limited RE 2 25 June 2004 02 June 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 25 June 2004 02 June 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 15 April 2004 02 June 2005