SFC Licences of WU Yuet Ming, Grace 胡月明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 18 August 2014 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 13 September 2010 | 15 May 2014 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 13 September 2010 | 30 January 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 September 2008 | 15 July 2010 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 July 2007 | 05 September 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 April 2004 | 23 June 2007 |