SFC Licences of HILL Liam Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 12 September 2011 | 02 November 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 September 2011 | 02 November 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 12 July 2010 | 18 August 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 July 2010 | 18 August 2011 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 15 October 2008 | 20 December 2008 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 19 April 2004 | 06 May 2004 |