SFC Licences of LAI Nga Sze, Christine 黎雅詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 16 February 2009 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 February 2009 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 18 September 2006 | 30 June 2007 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 11 May 2006 | 30 June 2007 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 11 June 2004 | 10 May 2006 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 June 2004 | 10 May 2006 |