SFC Licences of LEE Sang Kyo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Bank PLC | 1 | 04 November 2020 | ||
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 04 May 2016 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 17 November 2015 | 04 May 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 11 April 2011 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 August 2010 | 11 April 2011 |
UBS Securities Asia Limited | RE | 1 | 20 April 2004 | 11 May 2010 |