SFC Licences of LOOK Rosalind
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 30 November 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 August 2009 | 30 November 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 21 August 2009 | 05 September 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 21 August 2009 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 21 August 2009 | 06 December 2010 |
| FIL Investment Advisors | RE | 9 | 20 April 2004 | 17 November 2008 |
| FIL Investment Advisors | RE | 4 | 20 April 2004 | 17 November 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 20 April 2004 | 17 November 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 20 April 2004 | 17 November 2008 |