SFC licenceholder AKJ181 CHENG Wei-Chih 鄭偉智

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 July 2020

Institution Role Licences Start date End date
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 07 April 2016
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 16 February 2016 07 April 2016
First Worldsec Securities Limited 第一金和昇證券有限公司 RO [9] (Asset Management) 25 March 2010 21 September 2015
First Worldsec Securities Limited 第一金和昇證券有限公司 RE [9] (Asset Management) 17 December 2008 25 March 2010
First Worldsec Securities Limited 第一金和昇證券有限公司 RE [1] (Dealing in Securities) 25 January 2007 21 September 2015
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE [1] (Dealing in Securities) 26 July 2005 31 December 2006
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE [1] (Dealing in Securities) 30 April 2004 26 July 2005