SFC Licences of LOW Andrew Donald

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	21 March 2019	13 April 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	21 March 2019	13 April 2019
CLSA Limited 中信里昂證券有限公司	RE	4	21 March 2019	13 April 2019
CLSA Limited 中信里昂證券有限公司	RE	1	21 March 2019	13 April 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	13 July 2017	03 July 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	13 July 2017	03 July 2018
CLSA Limited 中信里昂證券有限公司	RE	1	13 July 2017	03 July 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	12 August 2015	13 July 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	4	12 August 2015	13 July 2017
CLSA Limited 中信里昂證券有限公司	RO	1	12 August 2015	13 July 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	30 January 2015	12 August 2015
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	30 January 2015	12 August 2015
CLSA Limited 中信里昂證券有限公司	RE	1	30 January 2015	12 August 2015
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	31 March 2005	29 April 2010
Macquarie Capital Limited 麥格理資本股份有限公司	RO	6	30 July 2004	29 April 2010
Macquarie Corporate (Hong Kong) Limited	RO	6	30 July 2004	29 April 2010
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司	RE	1	30 July 2004	31 March 2005
Macquarie Corporate (Hong Kong) Limited	RE	6	19 April 2004	30 July 2004