SFC Licences of LOW Andrew Donald

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1, 4 21 March 2019 13 April 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 21 March 2019 13 April 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 13 July 2017 03 July 2018
CLSA Limited 中信里昂證券有限公司
RE 1 13 July 2017 03 July 2018
CLSA Limited 中信里昂證券有限公司
RO 1 12 August 2015 13 July 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 12 August 2015 13 July 2017
CLSA Limited 中信里昂證券有限公司
RE 1 30 January 2015 12 August 2015
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 30 January 2015 12 August 2015
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1 31 March 2005 29 April 2010
Macquarie Capital Limited 麥格理資本股份有限公司
Macquarie Corporate (Hong Kong) Limited
RO 6 30 July 2004 29 April 2010
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司
RE 1 30 July 2004 31 March 2005
Macquarie Corporate (Hong Kong) Limited
RE 6 19 April 2004 30 July 2004