SFC Licences of LOW Andrew Donald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 21 March 2019 | 13 April 2019 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 21 March 2019 | 13 April 2019 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 13 July 2017 | 03 July 2018 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 13 July 2017 | 03 July 2018 |
| CLSA Limited 中信里昂證券有限公司 |
RO | 1 | 12 August 2015 | 13 July 2017 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 12 August 2015 | 13 July 2017 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 30 January 2015 | 12 August 2015 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 30 January 2015 | 12 August 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RE | 1 | 31 March 2005 | 29 April 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 Macquarie Corporate (Hong Kong) Limited |
RO | 6 | 30 July 2004 | 29 April 2010 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RE | 1 | 30 July 2004 | 31 March 2005 |
| Macquarie Corporate (Hong Kong) Limited |
RE | 6 | 19 April 2004 | 30 July 2004 |