SFC Licences of PLINER Jason Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 08 March 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 08 March 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 08 March 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 08 March 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 25 August 2021 | 08 March 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 August 2021 | 08 March 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 10 October 2019 | 08 March 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 26 September 2019 | 08 March 2022 |
Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 25 June 2019 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 02 September 2010 |
Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 25 June 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 April 2004 | 25 June 2019 |