SFC Licences of GUAN Zheng Michael 管征
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 03 July 2017 | 06 August 2019 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 14 June 2005 | 24 July 2014 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 10 June 2005 | 24 July 2014 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 23 April 2004 | 31 March 2005 |