SFC Licences of LI Chun Kei 李振基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Emperor Wealth Management Limited 英皇財富管理有限公司	RO	4	04 January 2023
Emperor Wealth Management Limited 英皇財富管理有限公司	RO	1	04 January 2023
Emperor Futures Limited 英皇期貨有限公司	RO	5	04 January 2023
Emperor Asset Management Limited 英皇資產管理有限公司	RO	9	21 February 2022
Emperor Securities Limited 英皇證券有限公司	RO	4	21 February 2022
Emperor Securities Limited 英皇證券有限公司	RO	1	21 February 2022
Emperor Futures Limited 英皇期貨有限公司	RO	2	21 February 2022
Emperor Asset Management Limited 英皇資產管理有限公司	RE	9	20 October 2021	21 February 2022
Emperor Securities Limited 英皇證券有限公司	RE	4	20 October 2021	21 February 2022
Emperor Securities Limited 英皇證券有限公司	RE	1	20 October 2021	21 February 2022
Emperor Futures Limited 英皇期貨有限公司	RE	2	20 October 2021	21 February 2022
Arta Global Markets Limited 裕承環球巿場有限公司	RO	4	16 January 2019	06 September 2021
Arta Global Markets Limited 裕承環球巿場有限公司	RO	9	23 August 2018	06 September 2021
Arta Global Markets Limited 裕承環球巿場有限公司	RO	1	18 October 2016	06 September 2021
Arta Global Futures Limited 裕承環球期貨有限公司	RO	2	18 October 2016	06 September 2021
Mason Futures Limited 茂宸期貨有限公司	RO	2	18 April 2016	09 August 2016
Mason Securities Limited 茂宸證券有限公司	RO	4	18 April 2016	09 August 2016
Mason Securities Limited 茂宸證券有限公司	RO	1	18 April 2016	09 August 2016
Mason Futures Limited 茂宸期貨有限公司	RE	2	15 January 2016	18 April 2016
Mason Securities Limited 茂宸證券有限公司	RE	1	15 January 2016	18 April 2016
Emperor Securities Limited 英皇證券有限公司	RO	1	27 March 2013	02 January 2014
Emperor Futures Limited 英皇期貨有限公司	RO	2	27 March 2013	02 January 2014
Emperor Securities Limited 英皇證券有限公司	RE	4	11 November 2010	02 January 2014
Emperor Securities Limited 英皇證券有限公司	RE	1	12 February 2010	27 March 2013
Emperor Futures Limited 英皇期貨有限公司	RE	2	12 February 2010	27 March 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	22 December 2009	18 January 2010
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	22 December 2009	18 January 2010
Wing Fung Forex Limited 永豐外匯有限公司	RE	3	23 October 2009	18 November 2009
Wing Fung Futures Limited 永豐期貨有限公司	RE	2	23 October 2009	18 November 2009
Wing Fung Securities Limited 永豐證券有限公司	RE	1	23 October 2009	18 November 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	18 February 2005	14 October 2009
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	16 December 2004	14 October 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	06 December 2004	14 October 2009
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	13 May 2004	22 November 2004