SFC Licences of SHIN Dong Kee 申東起

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aletheia Analyst Network Limited RE 4 20 April 2010 04 January 2013
Aletheia Analyst Network Limited RE 1 20 April 2010 04 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 12 November 2007 19 August 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 22 August 2007 19 August 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 August 2006 25 November 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 21 October 2004 01 August 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 21 April 2004 21 October 2004