SFC Licences of SHIN Dong Kee 申東起
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aletheia Analyst Network Limited | RE | 4 | 20 April 2010 | 04 January 2013 |
Aletheia Analyst Network Limited | RE | 1 | 20 April 2010 | 04 January 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 12 November 2007 | 19 August 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 August 2007 | 19 August 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 August 2006 | 25 November 2006 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 21 October 2004 | 01 August 2006 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 April 2004 | 21 October 2004 |