SFC Licences of NG Ka Chun 吳嘉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 27 August 2013 | 08 October 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 19 September 2011 | 27 August 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 20 November 2008 | 26 July 2011 |
| UBS Securities Asia Limited | RE | 4 | 07 June 2006 | 17 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 May 2005 | 03 June 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 20 May 2005 | 03 June 2006 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 26 April 2004 | 20 May 2005 |