SFC Licences of LEE Chi Ming 李志明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpha Wealth Management Limited 艾法財富管理有限公司 RO 9 22 January 2020
Alpha Wealth Management Limited 艾法財富管理有限公司 RO 4 22 January 2020
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RO 9 28 June 2017 10 December 2019
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RO 4 28 June 2017 10 December 2019
Alpha Wealth Management Limited 艾法財富管理有限公司 RO 9 08 April 2008 03 October 2016
Alpha Wealth Management Limited 艾法財富管理有限公司 RO 4 08 May 2007 03 October 2016
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 9 25 October 2005 19 April 2007
Cinda International Securities Limited 信達國際證券有限公司 RE 1 17 December 2004 19 April 2007
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 05 July 2004 19 April 2007