SFC Licences of LEE Chi Ming 李志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Alpha Wealth Management Limited 艾法財富管理有限公司 | RO | 9 | 22 January 2020 | |
Alpha Wealth Management Limited 艾法財富管理有限公司 | RO | 4 | 22 January 2020 | |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RO | 9 | 28 June 2017 | 10 December 2019 |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RO | 4 | 28 June 2017 | 10 December 2019 |
Alpha Wealth Management Limited 艾法財富管理有限公司 | RO | 9 | 08 April 2008 | 03 October 2016 |
Alpha Wealth Management Limited 艾法財富管理有限公司 | RO | 4 | 08 May 2007 | 03 October 2016 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 9 | 25 October 2005 | 19 April 2007 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 17 December 2004 | 19 April 2007 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 05 July 2004 | 19 April 2007 |