SFC Licences of SHUM Pui Kwan, Catherine 岑佩君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	1	15 October 2013	25 May 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	9	15 October 2013	24 July 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	4	15 October 2013	24 July 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	15 October 2013	31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	15 October 2013	31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	15 October 2013	31 December 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	26 June 2012	18 April 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	21 October 2010	18 April 2013
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	9	14 April 2008	28 October 2009
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	4	17 March 2008	28 October 2009
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	1	17 March 2008	28 October 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	4	12 April 2006	03 March 2008
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	1	28 March 2006	03 March 2008
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	1	28 April 2004	30 September 2005