SFC Licences of SZE Sophia Hiu Fan 施曉芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 13 September 2006 | 02 January 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 July 2005 | 25 August 2006 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 03 May 2004 | 01 November 2004 |