SFC Licences of LOU Fang Lei 樓方磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CTBC Bank Co., Ltd. 中國信託商業銀行股份有限公司 4 31 August 2020
CTBC Bank Co., Ltd. 中國信託商業銀行股份有限公司 1 31 August 2020
Capari Asset Management (Hong Kong) Limited RO 9 19 November 2018 16 September 2019
Capari Asset Management (Hong Kong) Limited RO 4 19 November 2018 16 September 2019
Capari Asset Management (Hong Kong) Limited RO 1 19 November 2018 16 September 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 30 April 2004 28 October 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 30 April 2004 28 October 2005