SFC Licences of SIU Sin Wai, Selwyn 蕭善維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 22 August 2016 | |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 22 August 2016 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 01 June 2016 | 22 August 2016 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 01 June 2016 | 22 August 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 6 | 26 October 2012 | 19 April 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 26 October 2012 | 19 April 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 24 August 2006 | 26 October 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 August 2006 | 26 October 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 24 August 2006 | 31 January 2012 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 30 April 2004 | 31 July 2006 |